docSTAR’s document management solution for the financial services industry helps to streamline processes, increase customer service, ensure compliance and reduce costs.
Financial Institutions like wealth management, investment services, mortgage and brokerage firms are paper intensive businesses. Reducing costs and increase service levels and operational efficiencies provides a competitive advantage vital to success.
At the same time the need for compliance with regulatory laws as Graham-Leach-Bliley, SEC 17a-3 and 17a-4, The Patriot Act, Sarbanes-Oxley sections 302 and 404 for public companies, IRS Rev. Proc. 97-22 and NASD 3010 & NYSE 342 must be emphasized. This is why document management is so important for financial services companies.
“From inside of any Microsoft product, we can simply press the docSTAR button, then it moves that document into docSTAR, and we index it for that client, subject matter or whatever indexing criteria we set up.”
- Doug Loftus, Spectrum Financial Advisors
Download Our Financial Services
Information Sheet PDF